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1/2 - The Scientific Context of the UFO/Abduction

From: "Steven J. Powell" <sjpowell@access.digex.net>
Date: Thu, 26 Dec 1996 20:38:58 -0500
Fwd Date: Fri, 27 Dec 1996 02:19:08 -0500
Subject: 1/2 - The Scientific Context of the UFO/Abduction

THE SCIENTIFIC CONTEXT OF
THE UFO/ABDUCTION
PHENOMENON

BY DON C. DONDERI

[Don Donderi is Associate Professor of Psychology at McGill University,
Montreal, Canada. His basic research interests include human perception
and memory, and his applied work is in the field of human factors and
ergonomics. He is a principal of Human Factors North, Inc., a
Toronto-based ergonomics consulting firm.]

(IUR, International UFO Reporter, Spring 1996, Volume 21, Number 1;
Copyright 1996 by the J. Allen Hynek Center for UFO Studies, 2457 West
Peterson Ave., Chicago, IL 60659, published bimonthly with a
subscription rate of $25/yr.)

---

The purpose of this essay is to explain how to clarify the evidence for
or against the reality of UFO abductions. Many workers in this field
have modified the conventional meaning of both the word "reality" and
the word "abduction." I do not accept these modifications. A UFO
abduction, if it occurs, is a physical event. A person is taken aboard
an extraterrestrial spacecraft and interacts with its crew. If this
event is imagined, then it is not a physical event, it is an imaginary
one. If the event happened before and it is being relived in the
present, then it is a re-experiencing, not an abduction. There is nothing
wrong with either imagining or memory as a description of human
experience. A re-experiencing is clearly evidence for an earlier
abduction, if it can be separated from an imagining, which is based on
the incorporation of other people's experience (through conversation,
books, or films) into one's own experience. But in no case is an
imagining evidence of an abduction. By misusing the descriptive
categories of language, and calling imaginings and re-experiencing
"abduction reports," confusion is produced which can only bring the
substantial evidence for the physical reality of UFO abductions into
doubt.

THE ABDUCTION REPORT

What is the UFO abduction phenomenon? To abduct means to "carry off or
lead away (a person) illegally and in secret or by force, esp. to
kidnap."(1) Anyone who reports that he or she has been carried away by
force is reporting an abduction. Since we are obviously only concerned
with abductions by nonhuman extraterrestrials, the carrying-away must be
reported as done by nonhuman extraterrestrials. Evidence for the
non-humanness of the abductors comes from the appearance of the
abductors, the tools they use, including the methods of enforcing the
abduction, the things they do, and the locations to which the abductee
is taken. If none of these are nonhuman, then we are talking about an
abduction experience, but one which can be explained as caused by
humans. "Abduction phenomenon" in this essay means the abduction of
humans by nonhuman extraterrestrials as described here.

False, imagined, and real experiences. The second problem in discussing
the abduction phenomenon is to evaluate the source of the reports. I am
perfectly capable of reporting an abduction experience on the basis of
my accumulated knowledge. I know enough background material to report an
experience which would match very closely other reports made by reliable
witnesses. Why wouldn't my report be valid? Because, of course, it was
fabricated out of my indirect experience, as communicated to me by
conversations, books, films, and television, and not my direct
experience; that is, through my own senses without the intermediary of
other humans' spoken, written, or visually portrayed experience. Anyone
can report an abduction experience. Our problem is to learn whether
these reports are reports of direct personal experience or whether the
reports are mediated by the experience of others. If they are mediated
by the experience of others, they are worthless as evidence of the
existence of UFO abductions. They are simply repetitions of other
people's stories, however convincing either to the listener or (as is
often the case) to the teller.

There is no a priori reason why the reporter of an abduction experience
which is entirely mediated by other people's experiences may not also
report that he or she believes that the experience was direct and
un-mediated. It is very well established that people reporting
experiences do not always accurately attribute the source of those
experiences.(2) Spoken or written language, as well as the visual media,
are efficient ways of conveying information which may be incorporated
indiscriminately into what the reporter thinks is his or her own direct
sensory experience. The human mind is efficient at generating and
storing images or representations of experience, and inefficient at
retaining and classifying the sources of those same images or
representations. Suggestible human beings often mistake the sources of
their information, and they are demonstrably capable of reporting as
personal experience events and experiences which have been suggested to
them by others.

The properly skeptical public. In ordinary conversation, in the
give-and-take on a sunny afternoon by the lake, or of a dinner party
with good wine flowing, we do not always - or even often - critically
examine the sources of our ideas, or of our conversational bons mots.
Why should we expect something more critical, more detached, from the
investigators and reporters of abductions? Simply because so much more
is at stake. Our real audience is not the lake-side or dinner-table
conversationalists. If the purveyors of ideas about UFO abductions want
to be treated as entertaining lake-side conversationalists, or as
slightly outre dinner-table companions, then we can all go on as before.
Some of what we say will be based on what we know are the reports of
reliable witnesses, corroborated by circumstances: missing time,
physical traces, concurrent UFO sightings. Other reports, whether in the
National Enquirer or in our own publications, will be ambiguous and lend
themselves to alternative interpretations.

The greater public will get some of both kinds of reports, and will be,
as always, puzzled about what to believe. The scientific public will say
to itself: "X has written two books full of interesting information
about abductions and UFOs. X writes with obvious integrity, and the
phenomenon sounds plausible. But Y includes as abductions reports from
people who sit in a trance and stare at the ceiling, and then describe
the same kind of things X is describing. Isn't the obvious explanation
to assume that both X and Y's reports have the same epistemological
status - the same grounding in reality - and that Y's are the more
representative, because they require the least deviation from present
knowledge? Witness Z is obviously imagining things, and abduction
investigator Y reports Z's imaginings as abductions. Therefore,
abduction investigators are reporting what people imagine, not what
actually happens to them."

The leaps of reason in my imaginary quote above are not logically
convincing, but they are psychologically very convincing. Just because
one abduction report (A) is imaginary (i) does not mean that all A's are
(i). But if you are predisposed to reject more complicated explanations,
and are predisposed not to change your world-view on the basis of what
the UFO research community is claiming, than your reasoning process is:
Some A's are certainly i. I cannot look into all of the A cases, and if
I have found one i case among them, I can say that because I have shown
that at least one A is i, most-or all-of them might he. And with this
very big "might be," I escape the need to change my world-view, because
I can subsume my simpler world-view under the "might be" of the
imaginary abduction report. Therefore I will defer judgment, or, more
conservatively, not change my world-view in the absence of a more
convincing reason to do so.

I think it helps to make this problem specific because it explains what
the UFO and abduction community is up against when it seeks to persuade
the rest of the world - our lake-side and dinner-party neighbors and
companions, as well as the even more skeptical scientific public - that
what we have to say should be taken seriously. We have to decide what we
are trying to convince people of. We know, and they know, that people
report abduction experiences. If in the interest of accommodating every
abduction reporter we decide to treat all reports equally, whether or
not there is corroborative evidence that there was a physical abduction
by extraterrestrials, then our public will nod politely and discount
virtually everything we have to say. They will, quite reasonably,
consider a11 abduction reports as evidence of, at most, an interesting
psychological aberration or phenomenon.

What are we to think of an abduction case in which the alleged abductee
is observed to be present during the entire time she experiences an
abduction? The evidence in this case is unambiguous. The investigators
who reported the case were present during the time the woman had the
experience, and she didn't budge. There was no missing time, and there
were no abduction corollaries - UFO sightings or physical aftereffects.
The answer least in need of supplementary explanation is that the woman
wasn't abducted. There is no reason to think that she may not have been
reexperiencing a past abduction - the most generous of hypotheses - but
by any objective criterion she was not experiencing a physical abduction
and the report of her experience made by the investigators was the
report of a psychological experience, not a physical one. In my
already-expressed opinion, this case should not have been presented as
an abduction report.(3)

Abduction researchers should screen abduction reports into those which
are probably based on direct sensory experience, and those which are
probably based on experience mediated by human language or media. It is
clear from the proceedings of the 1992 Abduction Conference at M.I.T.
that not a11 abduction researchers want to do that. And it's a free
world: there is nothing to stop them from using whatever inclusive
categories they choose to use in defining abductions. My point is simply
that this inclusiveness mitigates against anyone with common sense and
no access to the original data from taking the abduction phenomenon
seriously. Those of us who are better informed can sort the bad cases
out for ourselves; but our friends and colleagues in the general and
scientific public can't. We should be doing it for them. If we don't, we
suffer the inevitable diminishing of our credibility.


SCIENCE AND THE UFO/ABDUCTION PHENOMENON

There is a great reluctance on the part of some investigators to stick
to a scientific approach to the abduction phenomenon. The argument runs
something like this. Our systematic understanding of nature is severely
limited; science doesn't even explain many things about inanimate
nature, other animals, or the human mind. Not only that, but the
technical or scientific approach to the mastery and understanding of
nature has led mankind into grievous errors which threaten to destroy
the species if not the planet. Therefore, we should abandon science in
dealing with this new phenomenon, particularly since it is so far beyond
our comprehension as to make the idea of a scientific theory to explain
UFOs or abductions meaningless. We can't really decide whether the
phenomenon is mental or physical; even calling it physical is
meaningless because the mental and the physical are so completely
intermixed that separating them, in this instance, is almost impossible.

Much of this argument rests on a very generalized incomprehension of
what science means, and an even greater incomprehension about the
science of psychology. First of all, science is a method as much as it
is a collection of facts and theories. It is also a very complex social
process. Boiled down to its essence, the scientific method is a
prescription that evidence about nature must be presented in a form that
explains how it was obtained, makes it possible for other people to
review and criticize the methods used for gathering the evidence, and to
repeat those methods and obtain the same evidence, so far as is
practical. It is a social agreement to be honest and transparent in
presenting data, and to engage in a mutual (sometimes highly
competitive) effort to cross-check, criticize, and ultimately verify the
information on which we base our advances in understanding nature.

The scientific enterprise. Our technological world is built from
complex, true stories that describe the natural world. How do we know
that the stories are true? The natural world works the same way for a
Russian engineer as it does for an American scientist. Bridges designed
in France will stand in China; airplanes made in America will also fly
over Brazil or over Australia. There is a consensus about our nature
stories, at least so far as we can carry them. The civilized machinery
of scientific education, scientific research, and scientific
communication shapes a community of knowledge whose products are
everywhere and whose methods are universal.

Unfortunately, many of the scientific nature stories are unintelligible
to the lay person, who hasn't learned the mathematical methods and
doesn't have the knowledge or the vocabulary to understand them. Because
science is also divided into very narrow specialties, many scientific
nature stories are equally unintelligible to scientists in other
specialties. Most scientists aren't as successfully gregarious as the
physicist Ernest Rutherford, who is supposed to have said, "If you can't
explain it to the barmaid in the Eagle Pub, it isn't good science." Even
nature stories which fall into the category of "classical" science, like
the time-travel paradoxes of Einstein's theory of special relativity,
seriously challenge both the lay and the scientific imagination. The
sheer volume of detailed knowledge in every scientific specialty makes
it practically impossible for a lay person or a scientist in another
field to evaluate the latest development in an area to which he or she
is a technical stranger.

Scientific specialization. The scientific community which generates and
uses accurate stories about nature is specialized and divided. Adam
Smith praised the benefits of specialization in his famous l8th- century
example of pin manufacture: A single craftsman, manufacturing entire
pins, makes not more than twenty per day, while a team of ten men,
employed in a small manufactory, could produce "upwards of forty-eight
thousand pins in a day." Men "educated to the trade," each specializing
in one part of the manufacture, turn out on the average 4,800 per day.
Thus specialization amplifies the output of a pin manufacturer many fold
- a lesson which has not been lost on scientists and scientific funding
agencies.(4)

The "industrial system" is thoroughly established in science, with the
same satisfying results. Collegial teamwork of surprising sophistication
and complexity exists across the entire world. The system consists of
multiple independent but cooperating research centers which regularly
exchange information and personnel. Ever since the Middle Ages,
academicians and researchers have been cooperative and mobile. Their
greatest pleasure is to visit each other's universities and
laboratories, and to congregate in large numbers at attractive places
(Venice, Prague, Paris, Honolulu) to discuss, argue, and criticize each
others' work. This is their life's blood. The results are poured into
the research journals which are circulated and read internationally.

The international scientific community is organized in much the same
fashion as the modern communication tool which grew directly out of
applied science: the Internet. The Internet is a system which exists as
a collection of independent cooperating centers or nodes, each of which
is administered locally. On the basis of a strictly voluntary
cooperative organization, each node is configured so as to be able to
pass messages through the entire complex system to any other node, and
each node can also act as an intermediary for the transmission of
messages from one node to another.

But like the users of the Internet, the scientific community is really a
collection of sub-communities which for the most part recognize each
other's legitimacy, within the specialized domains of knowledge they
claim for their own. And, as with the special interest groups on the
Internet, it is rare that ongoing work within one scientific
sub-community is commented on or participated in by workers in another
sub-community. Scientific guilds. The independent sub-communities of
science have another trait in common with those honored and medieval
social organizations, the guilds, which were in some sense the
progenitors of the very universities that now support many of the
scientists. The guilds were professionally exclusive and jealous of
their privileges. In the Middle Ages, work produced by non-guild members
was proscribed and rejected. In the modern world, a relevant scientific
advance which is reported from outside the research sub-community is
likely to suffer the same fate. In the Middle Ages, there were political
wars between the guilds and non-guild craftsmen, whose products were
driven outside the towns where the guilds held power, into the
countryside, where a non-guild worker could sell unlicensed products to
customers who might later smuggle them back into the town.

Scientists who produce work outside their specialties, or in areas of
research that are not recognized as legitimate by their own sub-
community, risk having their work proscribed or rejected by scientific
guild members. The modern form of proscription is simply the refusal of
scientific journals to publish the results. Occasionally the examples of
guild behavior are egregious and informative. John Garcia, a researcher
who specialized in radiological research, discovered in 1955 that rats
could be taught in one trial to avoid the novel taste of a food which
gave them a delayed, but very severe, stomachache (the food contained a
nonlethal dose of poison which made them very sick). Garcia's work was
technically exemplary, but because his findings directly challenged two
cornerstones of the current theoretical position on learning -(1) that
a11 learning was incremental, and (2) that delay of consequences reduced
the effectiveness of learning - his work was kept out of major
psychological journals for years.(5) While Garcia's findings, and Garcia
himself, are now completely accepted some forty years after his initial
work, the hostility and rejection he experienced are object lessons in
the resistance of scientific sub-communities to outsiders who trespass
on their intellectual territory.

Fear of scientific failure. Scientists are afraid of mistakes. The
public-inquiry structure of science, which proceeds by public
replication or refutation of previously published findings, is the usual
antidote to the persistence of unsubstantiated empirical claims and
unverifiable theories. But it seems that unsubstantiated claims arise in
every generation, and persist long enough to be an embarrassment to
science as a whole. N-rays in the 19th century, polywater in the 1960s,
and cold fusion in the 1980s are examples of scientific discoveries
which generated a bad press for science because they persisted long
enough to raise the public's expectations before those expectations were
doused by the necessary skepticism. They were in fact examples of the
successful application of the public-inquiry structure of science. Since
each of these empirical errors was refuted, they represent successes,
not failures, of this system.

But the cost, both to individual reputations and to the public's image
of science, of these forays into unsuccessful empiricism is very
damaging. When you combine scientists' real and justified fear of
embarrassment over mistakes with the traditional hostility and
conservatism of scientific sub-communities to new ideas introduced from
outside the specialty, you begin to understand why the entire panorama
of UFO and abduction evidence presented by part-time scientific amateurs
like historians, painters, psychiatrists, and social workers, not to
mention even less scientifically qualified white- and blue-collar
contributors (military and commercial pilots, policemen, air traffic
controllers, and just plain folks) is simply ignored by scientists when
it is not being actively derided by them.

Almost all scientists accept the judgment of publicly recognized experts
in fields of work to which they are strangers. As a part of both the
specialized character of science and the guild mentality of scientists,
each scientist respects only the authority of the recognized experts in
his or her field. This raises some important questions: What
qualifications fit someone to pass judgment on evidence concerning UFOs
and related phenomena? Whose judgment can be trusted to evaluate the
evidence? What is the evidence? And what conclusions can be drawn from
it?

Practicing scientists often assume that all science is about work on
problems whose boundaries are well-prescribed and on which there exists
a consensus about method and goals. This is true of the massive efforts
of institutional science to advance knowledge in areas where it is clear
that more knowledge, or better techniques, may lead to impressive gains
in control of nature. I am thinking particularly of molecular biology,
solid-state physics, and nuclear physics, where advances in
understanding the construction and maintenance of organisms, the
organization of communication and information, and the release of power
are important, immediate goals.

But this assumption about the scope of science is not entirely correct.
People who work on even harder problems like the nature of abductions,
or the existence of extraterrestrial life, can also be perfectly
respectable scientists, whatever their background or training: history,
sculpture, psychiatry, social work, sociology, atomic physics, clinical
psychology or experimental psychology, to name the occupations of just a
few practitioners in the field. The important thing is that they respect
the rules of scientific communication. They may not gain immediate
respect from other scientists for doing so, but if they do respect the
rules of scientific inquiry - if they do make clear how they have
defined their terms, how they have gathered their data, what precautions
they have taken to avoid error in the data, and how they have
interpreted the data - then, eventually, what they report will be
respected by other practitioners of science. And if it is ultimately
respected by the other practitioners of science, then the larger public
will come to respect it as well.

When will science pay attention? The answer to this question is
important, because when science pays attention, both the influential
public (legislators, newspaper columnists, TV commentators) and the
ordinary person in the street will also pay attention. Thomas Kuhn, the
famous contemporary philosopher of science, pointed out that scientific
revolutions seldom succeed by convincing their older opponents; instead,
the younger generation is usually instantly converted, while the older
generation, which cannot deal with the innovations as flexibly, simply
dies off and the resistance ceases as they leave the field.(7) Abraham
Pais, Albert Einstein's intellectual biographer, points out the same
thing with respect to the acceptance of special relativity by older
scientists of stature when Einstein proposed his theory in 1905.(8) Pais
also points out that Einstein himself, who was one of the founders of
quantum theory, himself never accepted quantum theory as it was
developed by his own contemporaries. Einstein preferred classical
certainty because he believed until the end of his life that "God does
not play dice with the universe."

Does this mean that regardless of what the UFO community does, as long
as strong and convincing data about UFOs and abductions accumulate, the
public will eventually accept that these phenomena represent the
activities of extraterrestrial intelligence? Certainly not - if within
the community, there is disagreement about what standards should be used
to study it. The younger generation of intellectuals, scientists, and
political leaders, which is supposed to be converted while the elders
die off, is too sophisticated to be converted to a world-view which
cannot or will not differentiate between psychological aberration and
extraterrestrial visitation.

I cannot say what the "core phenomenon" of ET abductions is, and it
really doesn't matter that much. There is always, even in so-called
normal science, a halo of less-clear phenomena and less-accepted
findings which represents the cutting edge of investigation into the
controversial issues. The existence of these controversial questions is
not itself a fundamental problem - so long as the methods of science
provide an ultimate means for their resolution. Typical issues of this
kind in the abduction field are: what are the "Nordics?" What is the
meaning of the "staging"? Are there missing fetuses? These issues are
amenable to investigation and to ultimate resolution. It seems to me to
be important that there be a consensus in the UFO and abduction field
that controversial problems must be resolvable - and resolvable using
those refinements of ordinary common sense investigation which go by the
name of scientific method.


SCIENTIFIC ASPECTS OF THE ABDUCTION PHENOMENON

Obstacles to acceptance. The "general UFO hypothesis" which encompasses
the existence of extraterrestrial spaceships and the abduction of people
into them has to overcome a series of barriers to credibility. Each
barrier is actually the threshold of acceptance among technically
educated people for a series of isolated ideas which cannot be easily
assimilated into the current coherent picture of the world. The
unassimilated picture presented by the UFO hypothesis is much too rich
for the average scientist's taste. It includes telepathy, movement
through solids, craft maneuvering at what are for us unattainable and
dangerous g-forces, and propulsion with no apparent reaction against the
atmosphere.


--

Thanks, take care.
John.

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[                             ]
[  sjpowell@access.digex.net  ]
[                             ]
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